The SIE Exam is a new, introductory-level FINRA exam for prospective industry professionals. Its purpose is to assess a candidate’s basic knowledge of securities industry topics fundamental to working in the industry. The SIE Exam is a FINRA sponsored exam that will be a prerequisite to working within the financial services industry. Unlike traditional securities exams that require an individual to be an employee of a sponsoring firm to take the exam without sponsorship. The exam will not allow an individual to perform a function, but will instead serve as one part in a combination of exams that will be equivalent to the securities exams currently being offered (e.g. Series 6, 7, 57, or 79)
This recorded SIE Webinar presented by Todd Rosenfeld will provide you with everything you need to know about the SIE.
Learn About:
- The SIE Course Structure
- New Representative Exams
- Series 7
- Series 79
- Series 6
- Series 57
- Series 99
- Series 86/87
- Demo of the SIE course
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