Sample of SIE Materials


Download a Sample of SIE Materials 

The SIE Exam is a new, introductory-level FINRA exam for prospective industry professionals. Its purpose is to assess a candidate’s basic knowledge of securities industry topics fundamental to working in the industry. The SIE Exam is a FINRA sponsored exam that will be a prerequisite to working within the financial services industry.

This introductory-level exam is now available, and it may change your entire human resources strategy. The test is a pass-or-fail exam, which places the onus on companies to provide those who would take the test with quality instruction. 

By partnering with Securities Training Corporation, you can prepare your employees to pass SIE the first time.

Download a sample of the materials to see how STC can prepare you or your associates for the SIE