STC's Curriculum Department monitors any changes to regulatory rules and regulations, and works alongside our 30 seasoned full-time instructors to integrate changes into our our exam preparation programs.
Below are recent changes to regulatory rules and regulations, as well as any adjustments made to our exam prep content.
Revised Rule 147 and Regulation D
On April 20, 2017 changes to Rule 147 and the implementation of Rule 147A (the new safe harbor for intrastate offerings) go into effect.
FINRA Rule 3210 Updates
There are new updates regarding requirements for Broker-Dealers and Financial Institutions.