Learn about business solutions for the SIE
The SIE Exam is a new, introductory-level FINRA exam for current non-registered staff members and prospective securities industries professionals who are not associated with a brokerage firm as well as individuals pursuing careers in the financial service industry. The SIE Exam, which is a prerequisite to working within the financial services industry, assesses a candidate’s basic knowledge of securities industry topics
The SIE Exam will affect existing employees as well as new recruits, including interns, college students and career changers.
Included with your consultation:
- What is the Securities Industry Essentials (SIE) Exam?
- How could the SIE Exam impact your firm?
- Subscription and bulk pricing options for your firm
- Demo of the STC materials